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October 5, 2009 - October 7, 2009
NSCP 2009 National Membership Meeting
Sutherland Partner Holly H. Smith is speaking at the National Society of Compliance Professionals (NSCP) 2009 National Membership Meeting, October 5-7, 2009, at the Philadelphia Marriott Downtown in Philadelphia, Pennsylvania. Holly is part of a panel on "Outside Business Activities." The panel will discuss: reportable – the what, why and how; the "what if game" – what if it’s nonprofit? passive activities or securities; the independent contractor challenges and supervision; responsibilities for due diligence; and best practices for review, approval and supervision.
Sutherland is also a proud sponsor of the conference, which brings together broker-dealers, investment advisers and hedge fund managers to discuss the current issues facing compliance professionals. The NSCP is a nonprofit, membership organization dedicated to serving and supporting compliance officials in the securities industry.
For more information and to register for this event, click here.