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SEC Regulatory Initiatives and Other Hot Topics

March 10-11, 2011

IAA Investment Adviser Compliance Conference

Sutherland Partner Michael B. Koffler will be a panelist at the Investment Adviser Association’s Investment Adviser Compliance Conference being held March 10-11, 2011 in Arlington, Virginia. The comprehensive two-day program will provide the most current information available on the changing regulatory landscape and discuss what is necessary to maintain a successful compliance program.

Michael will participate in a panel on "SEC Regulatory Initiatives and Other Hot Topics." The SEC has working on numerous regulatory initiatives, including rulemaking initiatives and studies mandated by the Dodd-Frank Act. This panel will discuss the SEC’s next steps for the fiduciary duty and the investment adviser studies as well as various regulatory proposals.

For more information on this event, click here.

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