Search for Events
Search by date
March 15-16, 2012
IA Compliance Best Practices Summit 2012
Two Sutherland partners are speaking at the IA Compliance Best Practices Summit 2012, March 15-16, 2012 in Washington, D.C. Their presentations include:
- What New Department of Labor Rules Mean for ERISA Participants – W. Mark Smith
- SEC Exam Hot-Spots and Guidance to Prepare for Examination – John H. Walsh
This event delivers a roster of SEC speakers, former regulators, compliance peers, industry consultants and law firm practitioners. Industry topics include: insider trading, the annual review, the Whistleblower Rule, privacy protection and state registration.
For more information or to register, click here.