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IA Compliance Best Practices Summit 2010

March 25-26, 2010

Sutherland Partners W. Mark Smith and Michael B. Koffler are speaking at the IA Compliance Best Practices Summit 2010, March 26, 2010, in Washington, DC. Mark is presenting on "New Pay-to-Play Rules and an ERISA Update." This session explains proposed new pay-to-play rules, lays out guidance for compliance and examines changes affecting firms that manage ERISA business.

Michael’s presentation entitled "Real-world Guidance to Overcome Best Execution Hurdles" provides ample discussion of strategies and techniques firms can employ to achieve best execution. This session will cover a wide range of topics including: soft dollars, commission reviews, trade errors and benchmarking.

Speakers at this event include top SEC officials, law firm practitioners, innovative CCOs and leading consultants. This program aims to provide practice-proven techniques to achieve stellar results for annual reviews, in-house training, forensics testing and more.

To purchase a recording of this event, click here.

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