Events

Search for Events
Search by date
Choose From Date
Choose To Date
SearchClear

Code of Ethics and Personal Trading

February 28, 2005 - March 1, 2005

IA Compliance Best Practices Summit

Sutherland partner Bibb Strench spoke at the Seventh Annual IA Compliance Best Practices Summit in Washington, D.C. on February 28, 2005. Bibb sat on a panel discussion entitled "Code of Ethics and Personal Trading" and discussed how to implement best practices in the critical areas of standards of conduct for "supervised persons," restrictions on employee trading, whistleblower provisions, and approaches to identify conflicts of interest. 

For more information, please visit http://www.iaweek.com/conferences/compliance.

Related Practices/Industries

Our Story

Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

click to watch Videocast: DOL Fiduciary Rule Litigation Impacts
Videocast: DOL Fiduciary Rule Litigation Impacts
Atlanta, GA
Washington, DC
© 2016 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
MYBRIEFCASE
Add this page to MYBRIEFCASE
Add Page to MYBRIEFCASE
Events - Code of Ethics and Personal Trading
Current MYBRIEFCASE Pages
Save ChangesDownload MYBRIEFCASEClear All