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September 18, 2008 - September 19, 2008
American Law Institute – American Bar Association (ALI-ABA) Program
Sutherland Partners Clifford E. Kirsch, Neil S. Lang and Brian L. Rubin are participating in an American Law Institute – American Bar Association (ALI-ABA) program, September 18-19, 2008, at the Fordham University School of Law in New York City. Cliff is chairing this two-day course, and Neil and Brian will be faculty members. The program, an annual course of study on FINRA/SEC Compliance and Enforcement: The Changing Broker-Dealer and Adviser Regulatory Landscape – Staying Ahead of the Curve, has emerged as the leading course of its type for those lawyers and compliance professionals who deal with regulatory compliance issues at broker-dealers and advisers. The course is of interest to in-house legal and compliance staff at broker-dealers and advisers, senior business and risk officers at firms, and outside legal counsel and compliance professionals who provide advice on these issues.
For more information and to register for this event, click here.