Search for Events
Search by date
Choose From Date
Choose To Date

FINRA Sweep Examination of Auction Rate Securities

August 28, 2008

Sutherland-Financial Services Institute Conference Call

Sutherland, in conjunction with the Financial Services Institute, is hosting a conference call to discuss the Auction Rate Securities sweep letter of the Financial Industry Regulatory Authority (FINRA), as well as related issues, on Thursday, August 28, 2008, at 3:00 p.m. Participation in this call is limited to persons associated with broker-dealers. The call-in number is 1-866-339-1399. The pass code is: *6603077* (preceded and followed by the * key).

If you are interested in participating in the call, please contact Brian Rubin at

Related People

Our Story

Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

click to watch Videocast: DOL Fiduciary Rule Litigation Impacts
Videocast: DOL Fiduciary Rule Litigation Impacts
Atlanta, GA
Washington, DC
© 2017 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
Add this page to MYBRIEFCASE
Events - FINRA Sweep Examination of Auction Rate Securities
Save ChangesDownload MYBRIEFCASEClear All