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Sutherland Partners Eric A. Arnold, Clifford E. Kirsch, and Michael B. Koffler are speaking at the Fiduciary Duty Forum, on July 28, 2010, in Washington, D.C. Eric, Cliff and Michael will lead an interactive discussion on the Wall Street Reform's broker-dealer fiduciary duty provisions and how insurance-affiliated broker-dealers can strategically plan for a fiduciary duty regulatory environment, including:
- Steps broker-dealers can take today to plan for the fiduciary world of tomorrow
- Disclosure, compensation, suitability practices, and supervision in a fiduciary environment
- Risk management practices
- Ways to mitigate and manage legal exposure under a fiduciary standard
For more information and to register for the event, click here.