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Developments in the Regulation of OTC Derivatives and Swap Dealers

April 28, 2010 - April 30, 2010

Futures Industry Association 32nd Annual Law & Compliance Division Conference on the Regulation of Futures, Derivatives and OTC Products

Sutherland attorney Warren N. Davis is speaking at the Futures Industry Association's 32nd Annual Law & Compliance Division Conference on the Regulation of Futures, Derivatives and OTC Products, April 28-30, 2010, at the Gaylord National Resort and Convention Center in National Harbor, Maryland.

Warren is part of a panel that will be discussing "Developments in the Regulation of OTC Derivatives and Swap Dealers."  This session will discuss the evolving regulatory and legislative landscape for OTC derivatives and swap dealers. Issues will be addressed in connection with compliance requirements relating to swap dealers' reporting obligations. The panel will also address legislative developments in connection with other duties imposed upon swap dealers such as registration requirements, capital and margin requirements, the need for standards of conduct for risk disclosure and fair dealing, the application of making appropriateness or suitability determinations, and statutory disqualifications.

Sutherland is also a proud sponsor of this conference, which brings together compliance officers, attorneys and regulators to discuss issues affecting the legal and regulatory framework of the derivatives industry.

For more information and to register for this event, click here.

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