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Recent Rulemakings and Developments in the Investment Management Industry

June 28, 2005

DC Bar

Sutherland, along with the Corporation, Finance and Securities Law Section Investment Management Committee of the DC Bar, hosted a Reception Program titled "Recent Rulemakings and Developments in the Investment Management Industry." The program took place at Sutherland's Washington office in the Sutherland Room on the second floor.

The program included a panel which discussed recent SEC rulemakings on mutual fund redemption fees, broker-dealers deemed not to be investment advisers and developments in the areas of fair valuation and soft dollars. The panel included Sutherland's Bibb Strench, Doug Scheidt of the SEC's Division of Investment Management, and Forrest Foss from T. Rowe Price Group, Inc. Benjamin Haskin from Willkie Farr & Gallagher LLP moderated.

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