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October 2, 2012
Atlanta Compliance Roundtable
On October 2, 2012, Sutherland Partner Brian L. Rubin is participating in the ACA Compliance Group’s Atlanta Compliance Roundtable. Presenting, "FINRA Disciplinary Actions: Update and Analysis," Brian draws on his recently published FINRA Sanctions Survey to paint a picture of top issues in the compliance industry.
For more information, click here.