Events

Search for Events
Search by date
Choose From Date
Choose To Date
SearchClear

Legal Quick Hit: General Counsel and Chief Compliance Officer Supervisory Liability

April 27, 2011

Association of Corporate Counsel Financial Services Committee’s Monthly Call

Sutherland Partner Brian L. Rubin will present a Legal Quick Hit on "General Counsel and Chief Compliance Officer Supervisory Liability," at the April 27, 2011, Association of Corporate Counsel Financial Services Committee’s monthly call.

Brian’s presentation will concentrate on what can be learned from recent disciplinary actions taken by the SEC and FINRA against attorneys and compliance officers responsible for supervising others.

Related People

Our Story

Sutherland Asbill & Brennan LLP is an international law firm helping the Fortune 100, industry leaders, sector innovators and business entrepreneurs solve their biggest challenges and reach their business goals. Dedicated to unfaltering excellence in client service, we are known for our business savvy and industry intelligence, providing creative and custom solutions for each of our clients. Industry and business experience makes the difference for our clients.

click to watch Videocast: DOL Fiduciary Rule Litigation Impacts
Videocast: DOL Fiduciary Rule Litigation Impacts
Atlanta, GA
Washington, DC
© 2016 Sutherland Asbill & Brennan LLP / Sutherland (Europe) LLP
MYBRIEFCASE
Add this page to MYBRIEFCASE
Add Page to MYBRIEFCASE
Events - Legal Quick Hit: General Counsel and Chief Compliance Officer Supervisory Liability
Current MYBRIEFCASE Pages
Save ChangesDownload MYBRIEFCASEClear All