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This popular and well-received annual course of study provides an ideal opportunity for investment advisers and their counsel to get up to speed on all of the regulatory issues (Advisers Act, ERISA and state securities regulation) that affect their businesses. This advanced course brings together all of the regulatory areas of concern, and presents them in a comprehensive, integrated, one-day program.
Representatives from regulatory agencies join private practitioners, in-house counsel and compliance officers in examining key legal issues and trends.
Sutherland Partner Clifford E. Kirsch is planning chair of this event.