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2010 Financial Industry Regulatory Authority (FINRA) Annual Conference

May 26, 2010

Sutherland Partner Clifford E. Kirsch is speaking at the 2010 Financial Industry Regulatory Authority (FINRA) Annual Conference, May 26-28, 2010, in Baltimore, Maryland. Cliff will be presenting  "Advertising Regulation Updates."  This session addresses regulatory requirements and industry practices for communications with the public. Panelists will address proposed amendments to the advertising rules, the advertising of exchange-traded funds, and other developments. They will also discuss recent disciplinary actions involving communications with the public and will identify red flags to help firms avoid them.

This conference aims to provide compliance professionals, securities attorneys and other industry professionals with the opportunity to compare regulatory and compliance solutions with financial services firm experts and peers, regulators, policymakers and other key industry mainstays.

For more information about the event, click here.

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